Proposed Financial Services and Markets Bill
On the 19th July 2022 the Chancellor, Nadhim Zahawi laid out his plans for changes to the UK...
FCA Issue £80,000 Fine for Breach of Article
The FCA have fined Sir Christopher Gent, former non-executive Chairman of ConvaTec...
Market Abuse Regulation — Insider Acknowledgements
The Market Abuse Regulation stipulates that all those with access to inside information must be added to an Insider list...
UK MAR — Change to PDMR Transaction Notifications
On Tuesday 29th June 2021 the UK Market Abuse Regulations will be updated with changes to PDM...
FCA Listed Companies
When it comes to inside information controls, the FCA has clearly set out its stall in recent months...
ESMA Publishes Review of MAR
The European Securities and Markets Authority (ESMA) has published its review of...
FCA Market Watch 65
Click here for the latest edition of Market Watch which covers confidentiality of information...
FCA Market Watch 63
The FCA Market Watch 63 newsletter was published in May 2020 and specifically covers MAR compliance during...
FCA Market Watch
The FCA Market Watch 63 newsletter has been recently published...
FCA MAR Fine
In December 2019 the FCA fined a PDMR for a breach of the Market Abuse regulations...