The Importance of Internal Controls within Financial Institutions
A report from the National Audit Office (NAO) uncovered 28 “major” compliance breaches at the Bank of England, highlighting the importance of internal controls and governance in finance.
Enhancing Internal Controls for Market Abuse Regulation Compliance: A Strategic Imperative for UK Listed Companies
With heightened regulatory scrutiny and evolving market dynamics, investing in enhanced internal controls is not only a regulatory but also a strategic imperative for long-term success...
Need to Know — UK Corporate Governance Reforms
Earlier this month, the Financial Reporting Council (FRC) published...
Markets in Crypto Assets (MiCA)
2024 marks the introduction of MiCA — a regulatory framework proposed by the European Commission...
FCA Market Watch 75
The Financial Conduct Authority (FCA) has recently published its latest Market Watch newsletter...
First Criminal Conviction for Insider Trading in Irish Legal History
Declan Service, an Irish businessman, has been charged with two counts of insider trading...
UK’s Version of Sarbanes Oxley
Following a series of large corporate failures over the last few years, the UK Government...
FCA Market Watch 71
In their 71st edition of Market Watch, the FCA has issued a reminder to the market of the legal requirement...
ESMA Publish New EU MAR Q&A on Inside Information
ESMA publish new EU MAR Q&A on market analysts’ expectations and the identification of inside information...